Is someone out there waiting to ‘blow the whistle’ on your company?
Worse, could there be a threat from within?
Could you even be the whistleblower yourself?
In this special report from Dodd Frank Update, you will learn the steps you should take now to limit the risk a whistleblower could bring to your company. You will also receive expert analysis of the SEC’s new whistleblower program, including an explanation of the monetary penalties involved. Moreover, you will discover what to do if an employee reports a potential securities law violation and gain insight into the difficult decision of whether to self-report.
Of course the whistleblower debate –– and the debate over many of the SEC’s Dodd-Frank rules –– continues to rage beyond the pages of this report. Recently, a federal appeals court rejected an SEC rule on shareholder rights and industry watchers say the decision may open several of the agency’s new regulations to similar legal challenges.
Additionally, in early August, the Commodity Futures Trading Commission released its own whistleblower rule and later received permission to establish a whistleblower office.
Order Whistleblowing: How to Play it Safe under the SEC’s New Rules today to make sure you’re playing by the new rules – and save yourself from the significant penalties that come with a violation.
Whistleblowing is a special report from the editors of Dodd Frank Update. Count on Dodd Frank Update to provide you with up-to-the-minute coverage of these and other issues as they unfold, as well as the expert analysis necessary to ensure that your company will remain compliant and competitive in these times of regulatory uncertainty.
Available FREE with Dodd Frank Update Subscriptions.